-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V49iQSNJWJNoEi2SIL8oewK2ssr2WxKSe+6vwunYgozv6Zoo3P4IMej7t7vZYcsT JxPj/3IonFuBcNJhMIUd5Q== 0000009749-98-000033.txt : 19980218 0000009749-98-000033.hdr.sgml : 19980218 ACCESSION NUMBER: 0000009749-98-000033 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: AMEX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEKTRONIX INC CENTRAL INDEX KEY: 0000096879 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 930343990 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10548 FILM NUMBER: 98541577 BUSINESS ADDRESS: STREET 1: 2660 SW PKWY CITY: WILSONVILLE STATE: OR ZIP: 97070 BUSINESS PHONE: 5036277111 MAIL ADDRESS: STREET 1: P O BOX 100 CITY: WILSONVILLE STATE: OR ZIP: 97070-1000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANKERS TRUST NEW YORK CORP CENTRAL INDEX KEY: 0000009749 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 136180473 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122502500 MAIL ADDRESS: STREET 1: 130 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: BT NEW YORK CORP DATE OF NAME CHANGE: 19671107 SC 13G/A 1 TEKTRONIX INC 13G BANKERS TRUST NEW YORK CORPORATION One Bankers Trust Plaza New York, New York 10006 Damian P. Reitemeyer Vice President Telephone: (212) 250-4599 February 13, 1998 Securities and Exchange Commission SEC Document Control 450 Fifth Street, N W Washington, DC 20549 Attn. : Filing Desk Dear Sirs : Re : Filing of Schedule 13G on TEKTRONIX INC Pursuant to Rule 13d-1 of the General Rules and Regulations copy under the Securities Exchange Act of 1934, the following is one of the Schedule 13G with respect to the common stock of the above referenced corporation. Please acknowledge your receipt of the Schedule 13G filing submission through the EDGAR-Link System software, by E-Mail confirmation. Sincerely, Damian P. Reitemeyer Enclosures Page 1 of 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) * -------- TEKTRONIX INC NAME OF ISSUER : Common Stock: No Par TITLE OF CLASS OF SECURITIES 879131100 CUSIP NUMBER Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent there to reporting beneficial ownership of five percent or less of such class. ) ( See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the reminder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following page(s) Page 2 of 6 CUSIP No. 879131100 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Bankers Trust New York Corporation and its wholly- owned subsidiary, Bankers Trust Company and its indirectly wholly owned subsidiary, BT Australia Limited. 13-6180473 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (A) [ ] (B) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Both Bankers Trust New York Corporation and Bankers Trust Company are New York Corporations. BT Australia Limited is an Australian Corporation. NUMBER OF 5. SOLE VOTING POWER Bankers Trust Company 497,528 BT Australia Limited 2,544,650 3,042,178 shares SHARES BENEFICIALLY 6. SHARED VOTING POWER Bankers Trust Company 0 BT Australia Limited 0 0 shares OWNED BY EACH 7. SOLE DISPOSITION POWER Bankers Trust Company 682,678 BT Australia Limited 2,544,650 3,227,328 shares REPORTING PERSON 8. SHARED DISPOSITION POWER Bankers Trust Company 0 BT Australia Limited 0 0 shares 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Bankers Trust Company 682,678 BT Australia Limited 2,544,650 3,227,328 shares Page 3 of 6 CUSIP No. 879131100 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES * [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Bankers Trust Company 1.35% BT Australia Limited 5.04% 6.39% 12. TYPE OF REPORTING PERSON * Bankers Trust New York Corporation - HC Bankers Trust Company - BK BT Australia Limited - CO Item 1 (a) NAME OF ISSUER: TEKTRONIX INC Item 1 (b) ADDRESSES OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 26600 S.W. Parkway P.O. Box 1000 Wilsonville, OR 97070-1000 Item 2 (a) NAME OF PERSON FILING: Bankers Trust New York Corporation, and its wholly-owned subsidiary, Bankers Trust Company and its indirectly wholly owned subsidiary BT Australia Limited. Item 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: Bankers Trust New York Corporation and Bankers Trust Company are located at 130 Liberty Street New York, New York 10006. BT Australia Limited is located at Level 15, The Chifley Tower, 2 Chifley Square, Sydney, NWS 2000 Australia. Item 2(c) CITIZENSHIP: Bankers Trust New York Corporation, and its wholly - owned subsidiary, Bankers Trust Company are incorporated in the State of New York with its principal business office located in New York. BT Australia Limited is an Australia company doing business in Australia. CUSIP No. 879131100 Page 4 of 6 Item 2(d) TITLE OF CLASS OF SECURITIES: Common Stock: No Par Item 2(e) CUSIP NUMBER: 879131100 Item 3 THE PERSON FILING IS A: For Bankers Trust New York Corporation, (g) [X] Parent Holding Company, in accordance with Section 240.13d-1(b) (ii) (G) For Bankers Trust company, (b) [X] Bank as defined in Section 3(a)(6) of the Act BT Australia Limited is a corporation permitted to report on Schedule 13G in accordance with Securities and Exchange Commission no- action letter to Bankers Trust New York Corporation dated May 15, 1990 (avail. May 15, 1990). Item 4 OWNERSHIP: As of December 31, 1997 (a) Amount Beneficially Owned: Bankers Trust Company 682,678 BT Australia Limited 2,544,650 3,227,328 shares (b) Percent of Class: Bankers Trust Company 1.35% BT Australia Limited 5.04% 6.39% CUSIP No. 879131100 Page 5 of 6 (c) Number of shares as to which the Bank has: (i) Sole power to vote or to direct the vote - Bankers Trust Company 497,528 BT Australia Limited 2,544,650 3,042,178 shares (ii) Shared power to vote or to direct the vote - Bankers Trust Company 0 BT Australia Limited 0 0 shares (iii) Sole power to dispose or to direct the disposition of - Bankers Trust Company 682,678 BT Australia Limited 2,544,650 3,227,328 shares (iv) Shared power to dispose or to direct the disposition of - Bankers Trust Company 0 BT Australia Limited 0 0 shares Item 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: [ ] Item 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. Item 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: See Item 3 above. Item 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Not applicable. Item 9 NOTICE OF DISSOLUTION OF GROUP: Not applicable. Page 6 of 6 CUSIP No. 879131100 Item 10 CERTIFICATION: By signing below I certify that , to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: as of December 31, 1997 Signature: Bankers Trust New York Corporation By : /s/James T. Byrne, Jr. Name : James T. Byrne, Jr. Title: Secretary Signature: Bankers Trust Company By: /s/James T. Byrne, Jr. Name: James T. Byrne, Jr. Title: Secretary Signature: BT Australia Limited By: /s/ Jarod Glenn Benson Name: Jarod Glenn Benson Title: Secretary EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to Bankers Trust Company is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company EXHIBIT TO ITEM 7 The chain of ownership from Bankers Trust New York Corporation to BT Australia Limited is shown below: Bankers Trust New York Corporation | 100% | Bankers Trust Company | 100% | Bankers International Corporation | 100% | B.T. International (Delaware), Inc. | 100% | BT Foreign Investment Corporation | 100% | BT Investments (Australia) Limited | 100% | Bankers Trust Australia Limited | 100% | BT Australia Limited -----END PRIVACY-ENHANCED MESSAGE-----